Compliance

Orphic Finance is committed to upholding high standards of governance and compliance. We believe that a strong framework in these areas is essential for building long-term trust with our investors and ensuring the sustainability of our operations.

Investor Transparency

Transparency is a cornerstone of our relationship with our investors. We are committed to providing clear, timely, and accurate information about our strategies, performance, and operations.

• Performance Reporting: Investors receive regular, detailed reports on the performance of their investment. These reports include key metrics such as net asset value (NAV), returns, and a summary of strategy performance. (See Performance & Reporting for more details).

• Fee Structure: Our fee structure is straightforward and aligned with the interests of our investors. We primarily operate on a performance-fee basis, ensuring that we are rewarded for generating positive returns. Any management fees, if applicable, are clearly disclosed in our investor agreements. (See Fee Structure for more details)

Compliance, AML & KYC

We are committed to complying with all applicable laws and regulations in the jurisdictions in which we operate. See orphic.fr/legal

• Anti-Money Laundering (AML) and Know Your Customer (KYC): We have implemented procedures to ensure that we meet our AML and KYC obligations. All prospective investors are required to complete a KYC process, which helps us verify their identity and ensure that we are not facilitating illicit activities.

• Evolving Regulatory Landscape: We actively monitor the rapidly changing regulatory environment for digital assets and are prepared to adapt our policies and procedures as needed to remain compliant.

Future Governance

As we grow, we plan to enhance our governance framework to meet the needs of an increasingly institutional investor base.

• Advisory Board: We may establish an advisory board composed of experienced professionals from the finance and technology sectors to provide strategic guidance and oversight.

• Independent Audits: We are open to engaging independent third parties to audit our performance and operational controls, providing an additional layer of assurance for our investors.

• Adaptability: Our governance model is designed to be flexible, allowing us to adapt to the specific requirements of institutional investors, family offices, and other sophisticated market participants.

Our goal is to build a firm that is not only a leader in quantitative DeFi investing but also a model of good governance and responsible operation.